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HomeMy WebLinkAboutPolicies - BOCCrant County Personnel Policy it6o:1 - Purchasing Poligy, Issue Date 1 t6 Effective Date --------- 102 ision Date o i1/2-024 .Approval Date Submitted .for roval 11/0512024 Polkg Ourner Tom Gaines, Central Services Director Human resourceReview -t ecora:��.dr ;,on-C. ok, HR Director Board of County Commissioners Approval j TZA� Cin Carty� Cnd Carter, Chair erson f, f Dann vice Chairperson Ro on.es, Commissioner ..... ....... ...................... ......... ... ""- -. ... ..............-.-... . . T : Signing this policy rescin.............. .................................. .. ... * ........ * .ds Res .................... * ....... --- --l.u- ­ ---tion. �­ - ------- - ----- -- . ..........-o o-CC in its entirety. The purchasing police Nvil.l become part of the Grant County Personnel policies instead of being maintained in resolution format. purgse and ib . t- Grant County endeavors to ensure the public trusts, its local government in its procurement decisions and methodology. It is incumbent upon anyone performing procurement for the County that they hold themselves o the highest ethical standards while in the performance of these duties.. This policy includes the general guidelines regarding procurement and direction of how one should procure goods and serv7.ces for Grant County. a The County desires a fair and open process for procurement of goods and services that is free from the potential for bias and conflict of interest. In addition, the County desires consistent and appropriate ractices for p solicitations and contracting. All procurements of goods and services shall provide the County with the best qualify and best va u.e All purchases are to be made within budgetary limitations ation.s and for the e of the goals purpose and objectives approved in the + ou.nty's budget. Any requested purchase that is not included in the current County budget shall be pre -approved by g pp the Department ]director/Elected Official, or Board of County Commissioners rs (BOCC), based on allowable signing authority. All purchases made by the County should ultimately be approved by the BOCC and may be authorized through the established consent process. h All Grant Counter departments shall make a good faith effort to purchase goods within the County when they are available and suitable to County needs at a price that is competitive. Departments/Offices are expected to procure goods and services that are of high quality and that perform for their intended purpose, and to use good judgment during the procurement process. Grant County personnel policy Page i of 1 Urant t...ounty Personnel Policy c) The Director of Central Services in artnershi i wit h Director of Public p p Works is charged with developing administrative procedures to implement this policy. Procedures should ensure the fiscal responsibility of the County in expending resources for goods and services for County operations. The procurement procedures_of the County shall be based on 0 -1 '10 'ded in the Revised Code of Washington (RCW), the State guidelines provi 11. Auditor's Office, and by the Municipal Research Services Center (MRSC). Other resources available are the "County Bidding Book", the "Small Works Roster Manual" and for Personal, Professional, or A&E Services, the "Contracting for Services Guidelines for Local Governments" from which Grant County has adapted the guidelines for those services. These are available for dovy-nload. on the Central Semices internal web page. 16o1.02 Countv Purchasing.,.Code of �ublie Ethics: To instill confidence in the award of 6 public contracts and the expenditures of public funds, the County adopts the following code of ethics with regard to public contracting: a) Actions of County employees shall be impartial and fair. b) County decisions and policies shall be made in compliance iArith required procedures and within the proper channels of government structure. c) Public employment shall not be used for personal gain. d) County employees shall not solicit, accept, or agree Ito accept any gratuity for themselves, their families or others that results in their person�il gain which 1 i1 cn may affect their impartiality in making decisions is* ons on the job. Purchasing decisions shall be made impartially, based upon the Counties specifications for the contract and the responses of those bidding on the contract. e) -No employee,. officer, or agent may participate in the selection, award, or administration of a contract supported by federal award if he or she has a real or apparent conflict of interest. Such a conflict of interest would, arise when the employee, officer, or agent or any .member of his or her immediate family, his or her partner, or an organization which employs or is about to employ any of the parties indicated herein, has a financial or other 'Interest in or a tangible personal benefit from a firm considered for a contract. Officers, employees, and agents may neither solicit nor accept gratuities, favors or anything of monetary value from contractors or parties to a subcontract supported by a federal award. Disciplinary action may occur for -violation of the purchasing code of ethics. 16ol.02.01 'Goals: (a) To protect and enhance the reputation of Grant County and its employees. (b) To treat all citizens equally with courtesy and impartiali 1 1 ity? and refrain from granting any special advantage to any citizen beyond what is available to all citizens. Grant County Personnel Policy Page 2 Of 19 rl k3rant County Personnel Policy (c) To give efficient, productive, and economic service to the public. (d) To avoid real or potential conflicts between private and public duties, remembering that the public interest must be the principal concern. (e) To keep confidential all information acquired by reason of one's position, which may be used for personal or financial gain for the employee or other persons. (f) To refrain from securing special privileges or exemptions for one, or other persons that are not available to all citizens. (g) To avoid receiving, soliciting, or otherwise obtaining anything of value that is greater than nominal intrinsic value from any other public official, employee or citizen which is -intended to influence the performance of official duties. h o disclose to the appropriate authority the nature and extent of any financial or personal interest in a County contract, legislation, or in any type of transaction involving the County, when participating in the development of or 0 1 r*(�* ' 9 i-�rinaan otticiral opinion on the matter. b 16ol.03 Federal Fu Purchases or Work that have received a state grant or federal ftinding may not be covered by this policy. These types of purchases 4 often have their Own procurement requirements. It is 'Incumbent upon EO/DH performing procurement that they understand the differences in Grant finding, their sources and the various requirements for their use and reporting, or auditing. or uwith the a) When s-pendincr,.Federal Fu . The Conty must comply "Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal awards." published in Title 2 of the Code of Federal Regulations (2 CFR 200), specifically 2 CFR 200.318 through 200 .362, wh'ch can be accessed at htt-ps, "1 115 1 vfederalrea*ste,r,.aov/doeumenls/20 3/12126/2Q13- 4p 3,04.65 J,unlform -adm Inistrat i've- reg uireme nts-cost-u rinciples-and-audit- re .gu In accordance -with the County's Title VI Plan, all solicitations for bids for work or material in all federally funded programs shall include the following notice in all solicitations for work or material.,, "Grant County, in accordance with Title VI of the Civil Ricrhts Act of 1964, 78 Stat. 252,42 U.S.C. 20ood to 2good- 4 and Title 49, Code of Federal Regulations, Department of Transportation, Subtitle A, Office of the Secretary, Part 21, Nondiscrimination in Federally -assisted programs of the Department of Transportation issued pursuant to such Act, hereby notifies all bidders that it will affirmatively ensure that in any contract entered into pursuant to this advertisement, disadvantaged, business Grant County Personnel Policy Page 3 Of 19 County Grant enterprises as defined at 49 CFI. part 3 ,"411 be afforded full opportunity to submit bids in response to this invitation and rill not be discriminated against on the grounds of race, color, national origin, or sex in consideration for an award." 16oi.04 The purchasing procedures of this policy govern the purchase of supplies, materials and equipment, nonprofessional and professional services, and public works contracts. These policies authorize the County to procure goods and seni ces through the various small Nvorks processes directed through various state laws. The small woks roster procedures are established for use by the County, pursuant to Chapter 39.04 CW. For leases of equipment outside of those rentals normally incurred through normal operations, leases of property, or other personal property questions, RCWs 36.32.253 and 3 .0 apply, for guidance on these types of transactions please see the counties civil prosecutor. 1 ol.05 Definitions: : a) Architectural&En °� se ' means professional services rendered by any person, other than a County employee, to performs. activities within the scope of the professional practice of 4 architecture, professional practice of engineering and land surveying, and/or professional practice of landscape architecture, b Formal it e Bild is the process of advertising and receiving sealed written bids from perspective vendors. The selection of the vendor V If is primarily based on the lowest cost from a responsible vendor. c Informal Competitivecotes are price quotes from. vendors that are obtained using a variety of mediums such as phone, fax, e-mail, or writing .. Results must be documented and provided with the request for approval. The selection of the vendor is primarily based on the lo-VNT-est cost from a responsible vendor, d) Inter -Local Agreements are the exercise of governmental powers in a joint or cooperative undertak-ing Nvth another public agency, e Life Cycle Cost means the total cost of an item to the County over its estimated useful life, including costs of selection, ac ui-s .tion, operation, maintenance and where applicable, disposal, s far as these costs can reasonably be determined., minus the salvage value at the end of its estimated useful life. f) MSRC Small Works, Vendor, and Consultant Roster is a ;shared statewide small public works, consultant, and -vendor roster service managred by the Municipal Research and services Center of Washington used. by Washington state local public agencies, 'these rosters are maintained and operated in full compliance with state laws and purchasing requirements. ) Nonprofessional services are services that ;are purchased by the County for which the contractor receives specific instructions and. Grant County personnel. policy Page 4 of 1 h1_1 -V" d-J b Personnel Policy U1 ant Coun y guidance from the County and does not meet the d.efin't*on of professional services, architectural and engineering services, or public wrl-proects. Examples 'include machine repair, debt collection services, temporary service agencies, , credit card services, equipment service agreements, auctioning services, delivery ser aces, inspections, advertising, etc. h)On-Call Contract means a contract t .at is awarded -Vith general provi ions for the senlices to be rendered.. As services are to be rendered, specific task orders are initiated that are to he completed the contracting firm. i) Ordinary Maintenance is work not performed by contract and that is performed on a regularly scheduled led. basis (e.g., daily, weekly-, seasonally, semiannually, but not less frequently than once per year), to serNgce, check, or replace item.s that are not brokeno, or work not performed by contract that 'is not regularly scheduled but i's required to maintain an asset so that repair does not become necessary. Prevailin age is defined as the hourly wage, usual benefits, and overtime, paid in the largest cite in each county, to the majority of workers, laborers, and mechanics. Prevailing wages are established, by the Department of Labor and. Industries, for each trade and occupation employed in the performance of publicwork. They are established separately for each. county and are reflective of local wage cond.iti.ons. k) Professional Servces are senrices, pro -tided by consultants that provide highly specialized, generallyone-time expertise to solve a problem or render professional opinions, jud.g rents, or recommendations. The labor and skill involved to perform these tomes of services are predominately mental or intellectual, rather than physical or manual. Examples include graphics design, advertising, analysis, financial expertise, accounting, artists, attorneys, bond brokers, computer consultants, insurance brokers, economists, planners, real estate services, etc. This terra does not 'include architectural and engineering services. l) Public Work, as defined in R W .04.010, means a complete project, and includes all work, construction, alteration., repair, or improvement other than ordinary maintenance, executed at the cost of the County or Ihicti is by law a lien or charge on any Countyroe Public work projects include the related materials, supplies and equipment to complete the project. For purposes of this policy-, the term "public work" may include contracts for maintenance of County facilities or real. propert ' (Le., janitorial services) . m) Purchasi*ng Cooperative, interchangeable with Interlocal, State Contract, DES etc. is a type of cooperative arrangement, often among businesses, to agree to aggregate demand to get lower prices from selected. suppliers.Retailers' cooperatives are a form of purchasing cooperative. It is often used by government agencies to reduce costs of procurement. Grant County Personnel Policy page 5 of 1 00�1 o-rant County Personnel Policy n) Request for Proposals (RFP) means a process that requests interested firms to submit a statement of their proposal for completing. a project. Proposals are then evaluated based on the idea, including originality, suitability, practicality, expertise, etc. Proposals may be selected based on the quality of the proposal, experience, cost, and references. Examples of solicitations appropriate. for an RFP are banking senices, soft -ware, garbage collection services, non-A&E consulting services., public art acquisitions, and various studies and assessments. o) Request for BI'ds (RFB) is a process whereby the County issues an advertisement to local companies or contractors with the end goal to receive from the lowest responsible bidder for the requested purchase or Works p) Request for Qualiffleations (RFQ) means a process that requests interested consultants to submit a letter of "Interest and a statement of their qualifications. Consultants are evaluated upon their qualifficat ions, expertise, and references. Cost cannot be a consideration until after a consultant has been selected at which point the price may be negotiated. q) Small Works Roster is a roster of qLialified contractors maintained for use in a modified formal bid process. When the contract amount for a public works project is within the limits set forth by RCW 39.04.155, a County may follow the small works roster process for construction of a public work or improvement as an alternative to formal competitive bid requirements, r) all Works Roster Manual for Local Governments is a manual prepared by the Municipal Research & Service Center of Washington (MRSC) that contains state laws and regulations regarding small works contracting. s) Sole Source occurs when competition among potential vendors is not possible for a particular procurement. These situations may occur when; there is clearly and legitimately only one source capable of suppl *Y,ncr the b subject matter, when there are special market conditions that result in only one source and in the event of an emergency. t) Vendor List means the process to award contracts for the purchase of any materials, equipment, supplies or services in lieu of formal sealed bidding pursuant to RCW3 9.04-19 0. 16ol.06 General Procurement /Insurance; a) Purchasing Thresholds for any Grant County Department: (also found in 1503.8.1) 1) Any item that has not been previously approvedin a capital budget over $5000,00 must have secondary approval by the Board of County. Commissioners at the time of purchase. Purchases and public works approved in the capital budget are considered approved, and Grant County, Personnel Policy Page 6 of 19 k.yrant County Personnel Policy department heads responsible for such purchases or public works are directed to proceed, 2) Elected officials and Department heads have signing authority on contracts below $i0000.00 in value. Contracts shall have been previously approved by the Board of County Commissioners. All contracts above $i0000.00 shall be signed by the Board of County Commissioners, a. A reView of contracts by the prosecuting attorney 3 s office (PAO s required for total contract values oNrer$20,000. This is to inform the Board of possible risks. The Board o f County Commissioners 'is the approving authority for contracts, b. PAO revva* ew of contracts under $2.o,000 _VVIII be at the discretion of the EO/DH 1 3) Amendments or change orders to contracts, including inter -local agreements,,, may be signed by the Board of County Commissioners or their designee as required through consent. b) Certain contracts have signing authority delegated to the following: 1* The Fairgrounds Director has signing authorihr for contracts under $35, oo to include the follo-vv-in, services associated with the County fair and other entertainment as delegated through the consent process. * Garbage collection * Ticket sales Grounds crews * Stagehands * Security senices Emergency medical services * Fair attendants, entertainment * Carnivals, Sanitation services * Communications services * Accounting services and exhibitor setup services c) Purchasing and Procurement Methods Vendor Roster-, Grant County utilizes a vendor roster managed through the M roster. As per RC W 36.32.245 and RCW 39.04.190 Elected officials and department heads may utilize this roster for the purchases of materials, supplies, goods, and sem*ces (not public works) up to the total contract value Of $50,000 or the maximum contract value as set forth in RCW 36.32.245. As per RCW 36-32.245 (3) formal sealed Grant County Personnel Policy Page 7 Of 19 rant County Personnel Policy bidding is dispensed with up to $io,000 or the maximum amount allowed in this RCW on order of the County Commissioners. 2) Amazon Purchasin Z: Credit card usage online *invites *inherent risk, and the County N�shes to mitigate that risk. If a department seeks to purchase from Amazon, credit cards are prohibited unless authorized b the Auditors office or the BOCC. Central Services maintains a County -wide Amazon account with departmental access. Any EO/DH *de access to employees based on e department's needs. may pro ode th This is an account that allows invoicing and shall be used in that manner, 3) General Purchases, It 'is the intent of this 1 1 - —0 pol - cy to ' nclude in this paragraph those purchases that are needed for the normal operational needs of any department including administrative supplies, and general purchases considered common sense needs, these are small and inensie 1 ex 4 n nature and considered items that would not need to pv be competiti-vely bid. Elected officials and department heads are expected to util ize great care and judgement when making these purchases and should always strive to receive the best price or value for the County. The Board of County commissioners at any time may audit department purchases and rescind the ability of offices to purchase if this policy is believed to be abused. 4) Sole. Source Contract 4 ** A contract for the purchase of materials, supplies, or equipment may beawarded -without complying with the bidding requirements of this -Policy when the department director determines in writing, subject to BOCC approval through resolution, after conducting a good faith review of available resources, that there is only one source of the required materials, supplies, or equipment. The department director or his/her desianee shall conduct appropriate negotiations regarding price, terms, and delivery time. Sole source purchases shall be made available for public 'inspection. To procure any item under a sole source" contract a form is required to be filled out and rev i ewed by the prosecuting attorneys office. The form has applicable references to the RCW and County Policies that guide its use. The form can be found its: the other procurement policies on the Grant County Intranet, 5) Limited Public Works up to an estimated total contract cost of $50,000, or the maximum as set forth in RCW 39-04-155 (3) (a). For dispensing of competitive bidding, or as otherwise set forth in the policies and procedures adopted for the small works roster process, or as othenvise set forth by resolution. 6.) Small Works Roster Contract Procedures up to an estimated total contract cost Of $350,000, or the maximum as set forth in RCW 39-04-155 (1). For dispensing of competitive bidding, or as otherwise set forth in the policies and procedures adopted for the small works Grant County Personnel Policy Page 8 of 1g urant %,..ounty Personnel Policy roster process, or as otberwise set forth by resolution. The County desires to be fair and equitable and should generally advertise to all appropriate contractors on the MRSC roster. As an alternative you may choose only 5 however, RCW 39.04-155 (1) (c) If using this process and the decision is made not to include all appropriate contractors, AND the value of the contract "is between $250,000-$350,000, you are required to notify all appropriate contractors that quotations for the Nvork are being sought, 7) Formal Sealed Bi At any time, procuring any materials, goods, Supplies,, or services through a formal sealed bid process 'is acceptable. This process wouict include utilizing the small works roster or simply placing an advertisement in the paper of record for 13 days and advertising the request on our County web site. However, keep i n mind this process where allowable, does not necessarily meet the Intent of our ethical purchasing practices as it would not provide aWide audience and would most likely receive -very few responses. The small Niivrorks roster contract procedures found in paragraph (d) as well as those Ina and (c) are the preferred methods of formal bidding for Grant County. 8) morn al horn. )etite notes Materials, Supplies or Equipment up to IivO the maximum amount allowed under RCW 36,32,245(3) (Advertisement and formal sealed bidding may be dispensed with as to purchases of less than ten thousand dollars upon the order of the county le authori islat* e ty) coun g IV 9) Interlocal. /.Coy pgrative I Joint Purchasing Agreements.- The Countv may enter interlocal governmental cooperative purchasing agreements Nvith other public agencies similarly authorized under RCW 39- 4. . Any cooperative purchasing agreement shall set forth fully the purposes, powers., rights, objectives, and responsibilities of the contracting parties and shall be gov, erased by the requirements of State law in regard to competitive bidding, when applicable. The competitive bid process of the original jurisdiction shall substitute for Grant County's. All such agreements shall be presented to the BOCC for pri. ior approval. Originating agencies bid process shall be vetted to ensure compliance Nvith all applicable RCWs and should be as or more stringent than ours. 1o)Emer.P,rengy Procurement as .... per RCW 3,9-.,04-.,28.o),-k (a) A-n agency may make emergency purchases as defined in subsection C ) of RCW 39.04.280. When an emergency purchase is made, the EO/DH shall submit written notification of the purchase within three business days of the purchase to the BOCC. This notification must contain a description of the purchase, a description of the emergency and the circumstances leading up to the emergency if kno%M, Grant County Personnel Policy Page 9 of 19 urant County Personnel PohqA,,-- and an explanation of Nvhy the circumstances required an emergency .purchase. (b) If an emergency exists, the person or persons designated by the BOCC to act in the event of an emergency may declare an emergency exists, waive competitive bidding requirements, and award all necessary contracts on behalf of the County to address the emergency. If a contract is awarded without competitive bidding due to an emergency, a iNTitten findina of the existence of an emergency must be made by the governing body or its designee and duly entered of record no later than two weeks following the award of the contract. (c) For purposes of this section "emergencyll means unforeseen circumstances beyond the control of the municiDa , i1tv that e *then, 0 (1) Present a real immediate threat to the proper performance of essential functions# or (2)Will likely result in material loss or damage to property, bodily injury, or loss of life if 'immediate action is not ,taken. 6 - Managed through Tgy 11) Ouadrennial Purchase Pro ram, echnolo Services, A purchasing program specificallv for technology related V gy assets that allows the County to stay up to date With existing, new, and emerging technologies that build efficiency into the daily wor'kspace for Count employees. Insurance Reguirements: -P 4 a) An insurance review by the Administrative Director of Orgaftizational Services (ADDS) of contracts/agreements is required for those valued at$20,000or more. The Administrative Director of Central Ser-vices (ADCs) can -review insurance for contracts/agreements under his department and, when needed, assist the ADOS with insurance revie-vvs. b) The EO/DH may revi*ew insurance policies for contracts/agreements under $20,000. For larger projects or those nth higher liability potential, c, ideration is warranted for more significant requirements, The consideration I minimum insurance standards on all co-ntracts/agr.eements should i be as follows, General Liability, $1,000,000 per occurrence/ $ 1,000,o 00 aggregate Professional Liability, $1,000,000 per occurrence/ $2,000,000 aggregate Grant County Personnel Policy Page io of 19 Grant County Personnel Poliq�A Contact the DOS/AT to discuss or meet with the counter iV nsurance broker to consider amounts higher than the minimum requirements. 16ol-07 RCW 39.04.28o allows waiving of competitive bidding for the purchase of insurance and bonds, 16ol.o8 Bid Bonds Required: RCW 36,32.25 o No contract for public works may be entered into by the county legislative authority or by any elected or appointed officer of the county until after bids have beef. submitted to the county upon specifications therefor. Such advertisements shall be published at least once, at least thirteen days prior to the last date upon which bids will be received. The bids shall be in -vvriting, shall be filed 1writh the clerk, shall be opened, and read in public at the time and place named therefor 'in the advertisements, and after being opened, shall be filed for public ins pection. No bid may 'be nsiHered for public work unless it is accompanied by a bid deposit in the co form, of a surety bond, postal money order, cash, cashi*er's check, or certified checkin an amount equal to five percent of the amount of the bid proposed. 16ol.og Written Contracts -Z When Req,wired - A written contract may be initiated by the County or by the other party to the agreement. It must be signed by at least one authorized representative from each party. Appendix A contains, a table representing requirements for written contracts. a) Written Contract Always .Require d for Certain Purchases A written contract is always required for the folloNving types of purchases: 1) All lease or rental agreements for real property 2) All intergovernmental agreements %--1 3) All grants to Grant County 4) All union labor agreements 5) All services except for minor services such as repairs, etc.'"rhere academic credentials or professional expertise are not required. 6) Cooperative purchasing agreements, 7) Maintenance and licensing agreements (except licenses and/or maintenance agreements for standardized, non -customized, soffivare or hardware) 8) Other contracts/ agreements deemed necessary by the BOCC or offices/departments. b) Written Contract Required for Purchase of Goods Over $25,000 Awritten contract is required for the purchase of goods when the purchase by a department of a similar item from a single vendor exceeds $25,000 per year or when total business by a department with a single vendor for the purchase of goocls, exceeds or is expected to exceed $25,000 in a calendar year. Grant County Personnel Policy Page 11 of ig r -I k-Trant County Personnel Policy c) Written Contract Required for Certain Purchases Over $2o,000 A written contract is required for the follo-wring purchases of more than $20,000. 1) Construction projects or "public worRs" contracts, 2) Agreements for rental or lease of equipment. 3) Contracts are not required for these purchases when under $20,000. Departments must be able to show quotes, emails, or documentation on any procurement (if requested) without a contract d) Contract to be Fully Executed Prior to Purchase Contracts should be completely executed prior to the start of any activity covered under the contract. Retroactive contracting is discouraged, and an explanation must be included in the executive summary submitted during the approval process. 16oi..io Contract Award & Execution a) Board Award and Approval Required for Certain Contracts 1) All contracts requiring budgeted expenditures over $50,000 in the current calendar year. 2) All contracts that span more than one calendar year and require budgeted expenditures over $1 25,000 per year unless a non - appropriation clause is included in the contract. 3) All contracts requiring a budget emergency or supplement not previously approved, 4) All union labor agreements. 5) All real property transactions (acquisitions and disposals). 6) Any other contract or agreement that must be approved by the county's governing body by statute. 7) Any other contract not explicitly authorized by the BOCC. for other approval., Contracts not required to be approved by the BOCC may b approved and a -warded by the EO/DH. Contracts on small works roster are included in these dollar limits. 16o1.il Public Works Director/County Engineer may Approve Certain Purchases and Documents a) The following contracts under $50,000 may be approved. by the Public W # iorks Director or County Engineer f funds for the project are pr riously eNi approved in the budget. Such contracts must be approved by the Prosecuting Attorneys Office and BOCC in accordance with this policy. Contracts awarded due to the small works procedures contained in thi's policy. Grant County Personnel Policy Page 12 of 19 ant County Personnel Policy b) Small construction improvement projects or consultant aureements c) Architectural senrices agreements are made using the county's standard form agreement. Standard AIA agreements are acceptable. Purchase of Goods — The Public Works Director may delegate authority to approve the purchase of goods from the ER&R Fund, the REET Fund, or the Capital Outlay Fund that does not require a formal bid or a formal contract. The Public Works Department may approve payment for the purchase of fuel and payment for utility sei-vice s. Department personnel may approve purchasing deicing or safety products and oil products for road maintenance from the state bid or interlocal. agreementi, 16ol.12 Elected Officials/ Department Heads (EO/DH) may Approve Certain Documents Vendor agreements such as N-vorl- orders, work requests, or quotes etc. for commonly used minor senrices such as repairs where academic credentials or i professional expertise are not required, or repairs by a single vendor n an W, amount less than $20,000mays be approved, by the EO/DH, The purchase of goods worth less than $ 20, 0 0 0 may be approved by the EO/DH. EO/Dfps may approve personal sen-ices agreements in less than $20,00 , E0/DHs- may no-1-t approve other -formal contracts that contain a liability clause or intergovernmental agreements, regardless of the dollar amount, unless they are re -viewed by the prosecuting attorney's office. In order to be eligible for approval by the EO/DH, the purchase must be made within the current calendar year and funds for the purchase have been previously allocated in the budget. The EO/DH is responsible to com-olv Nvith any applicable bidding ... req ments, camtal W4��-x�pst,rictions, review by applicable„ ---- ---------------- .............. _-11 the Prosecuting Attorney if required, and contract indexing. Approval for any purchase that requires 'Informal or formal bidding under this policy may not be delegated byr the EO/DH to a subordinate other than their designated acting in their absence (charter exempt in the case of elected officials), 16ol.13 Contract Amendments Amendments (chancre orders addendum) will be in writing and signed by both parties. Amendments cannot alter the nature of the project or change YES scope beyond what a reasonable bidder would consider a modification, as opposed to a different project. Specific cases should be reviewed -with the Prosecuting Attorney to determine whether the proposed changes require an amendment or a new contract. Expired contracts may not be amended. In cases where the County anticipates additions to the scope of work- as more funding becomes available, bid specifications ("if required) and the original contract's scope of work should so state. The following rules govern the approval of amendments, and change orders: Grant County Personnel Policy Page 13 Of 19 r-1 e-1 k.yrant uounty Personnel PolicAt a) Contracts approved by the EO/DH maybe amended by the EO/DH. b) Contracts approved by the Board must be amended by the BOCC, except that, the Board may authorize approval of amendments by the EO/DH. c) Cbange orders and addendums on "Public Works Department" construction projects may be approved by the County Engineer or the Public Works Director, d) Change orders and addend-ums on projects under the supervision of the Parks, (If department is created) Fairs, and Facilities Department may be approved by the Parks., (if created) Fairs, and Facilities Director or the Central Services Director, 16o1.14 Contract Elements The contract elements listed below are generally required in all contracts. Exceptions may be approved by the Prosecuting Attorney's Office, a) Contract title b) Name, address, phone, and fax numbers of all. parties c) County's authorized representative d) Contractor's legal entity type e) Purpose, scope of the contract, or scope of work f) Term or duration of the contract g) Compensation and payment terms' h) Provisions for modifications and changes i) Provisions for contract termination Provisions for remedies. if there is a'V`iolation or breach of contract terms. k-) Clause describing dispute resolution. 1) Non-discrimination language m) Insurance, 'liability, indemnification language 16ol.15 Contract Administration Contract administration is the process by which the County, acting through one or more of its officials or staff, assures performance of contractual obligations. This encompasses all act* i by the County and the contractor act* -, from the time the contract is awarded until the time the contract work has been completed and accepted, payment is made, all disputes resolved, and the contract has been formally closed out. Grant County Personnel Policy Page 14 Of 19 Yran-L ounty Personnel Policy 16ol.16 Contract Administration Responsibilitie's Contract administration may include, but is not limited to, the follo-vving functions-. 4 a) Ensuring required insurance or other required documents are obtained and documented prior to commencement ofvvork and maintained throughout the term of the contract. b) Mal -wing payments to contractors according to the terms of the contract. c) Providing interpretations of terms and conditions of the contract to the contractor, d) Giving technical direction and assistance to contractors. e) Inspecting and accepting work performed by contractors. f) Preparing modifications to contracts. g) Re-vrie-vNring certain proposed subcontracts if contract terms require such 4 reviews. h) Terminating contracts for cause, convenience, or default. i) Maintaining a contract file, j) Closing out the contract when it is completed. k) Aiding in the event of an audit. 16ol.17 Responsibility for Administration of Contracts The EO/DH initiating the contract is responsible for the administration of the contract. The EO/DH 'initiating the contract is the designated contract officer who, on behalf of the County, will be responsible for coordinating the applicable contract management activities listed above for the assigned contract(s) 16 o 1. 18 1 ndex and Tracking of Contracts Required All contracts signed by any EO/DH ani d by the BOCC are kept n the BOCC office. Any department that administers a contract should have a copy of the contract with their files, and the original must be provided to the BOCC designee in their office. 1-6oi.1.9 Document Retention, Official File, Public Disclosure The initiating department will maintain the official contract file with a copy of the original signed contract and all documents associated. with the contract. Any destruction of these records will be in accordance with approved retention schedules in the appropriate department, Requests for public disclosure of contracts and related documents will be referred to the 'initiating department. Documents associated with a contract would 'include but not be limited to vendor list printouts, written/phone quotation forms, bid specifications, bid quotations, RFPs, contract proposals, activity reports, requests for reimbursement, and any other documents made or received by Grant County Personnel Policy. Page 15 Of 19 urant t....ounty Personnel Policy the County in connection With the contract or agreement. An original contract and any approved amendments are retained by the AS C office. The Commissioners Office and ASC file does not include supporting documents and is not considered the official file. If, due to the dollar amount, the purchasing transaction does not require av-,�vrritten contract in. accordance'v6th the Contracting Policy, all documents leading up to the purchase/ expenditure 0, 41 may be attached to a copy of the original payment voucher. The original op payment voucher 'is retained by the Auditor's office. The copy should be attached to the official file. (if required') and kept in the originating department, 16ol.20 Professional services of architects, engineers, landscape architects, and land surveyors (A&E) up to a value of seventy-five thousand dollars, or as other'klvise set forth by resolution. Policy and procedure for A&E services are found in a supplement to this policy and attached hereto, 16ol.21 ser 7.ces,'"rh.ether defined as services, professional services, personal sem'ces, or in some other manner, up to the maximum value threshold out linedin. RCW 36.32.245(3) Or as othenvise set foi-th by resolution. Policy and procedure for these servi*ces are found in the A&E supplement as in section (d) above. 16ol.22 Capital Outlay Purchases: Regardless of department, any capital purchase or improvement maintains some specific requirements, a) It must be listed on the approved capital budget, which is approved through the budget process, whether computer or otherwise, as per the instructions nstructions pro-vided each year during the budget process. If it is not i0 1 listed, a budget extension s required. b) Capital Facility Purchases / Improvements/ Public Works/Land Acquisitions shall be listed on the Capital Facilities Plan (CFP) managed by Development Services. 1) If the purchase or project is not listed. on the CFP, a budget amendment is required and REST funding cannot be used for the purchase/ project. The purcbase/project must be included as part of the CFP the follo�n 'a year.. If the project or purchase is on the CFP but was not approved in the budget, a budget extension is required. (If a purchase or work is performed due to an emergent need, emergency procurement requirements should be folio-vived. and are exempt frorn this requirement however, a letter stating the emergency, the cost of the item or work, and a short description shall be sent to Development Services for inclusion on the CFP). See Policy 1607 for other CFP and TIP plan updates 2) Counties can amend their comprehensive plans (including CFP) not more than once per year, except under the RCW 3 6.7oA. 130(2)(a)(iv) "'The amendment of a. capital facilities element of a comprehensive plan Grant County Personnel Policy Page 16 of ig 1_1 "rant County Personnel Policy that occurs concurrently with the adopti'on or amendment of a county or city) budget..." 16o 1. 23 Bid.Splittiwz: Breaking down or splitting purchases into smaller units or phases for the purpose of avoiding thresholds or maximum dollar amounts is prohibited. 16ol.24 The. Director of Central Services shall ensure MRSC Rosters and Vendor lists are maintained, paid for, and advertised as may be required by state law, 1.6o1.25 Grant Funded Eroiects: Additional regulations may be required for expending and auditing federal and state funds. Elected officials and Department heads are expected to understand these requirements and follow them as required. Ensure. you report all grants to the Auditor's office upon their request. 16o1.26 Purchasing Information %_4 a.) Purchase limitations apply to the cost of 'Individual items or, the sum of the same items purchased at the same time to fulfill a specific business need that are not part of a public works project as defined by ROW 39-04.010 and these policies. Cost is inclusive of sales tax, delivery charges, and any related miscellaneous charges, b) Exceptions to Purchasing Limitations (RCW* 39.04.28o). The BOCC is authorized to allow open market purchases without obtaining the regularly required competitive quotes or bids under the. ollowing conditions,: i) Special Market Conditions. When supplies or used equipment are offered at a very favorable. price and will be sold before the County has a chance to complete the bidding process. It is possible to procure apparent bargains through the procurement of surplus or distressed material, supplies, or equipment without following bidding procedures. 2) Auctions. RCW 39.30.045 authorizes the County to acquire supplies, materials, and equipment through an auction conducted by the United %-If States or any agency thereof, an agency of the state. of Washington, a municipality or other government agency, or any private party, without quotations or bids, if the items to be purchased can be obtained at a competitive price. 3) Inter -local Joint Purchasing Agreements. Materials, equipment, supplies, and services maybe purebased under RCW 39,34.080 using joint purchasing agreements -with a city, county-, state, or other public agency where bid requirements of this policy have been followed b the cooperating agency in obtaining bids. The originating agency's bid process shall be vetted to assure compliance With all applicable laws. 4) Sole Source Procurement. A contract for the purchase of materials, supplies, or equipment may be awarded without complying with the bidding requirements of this policy when the department director determines in writing, subject to BOCC. approval through resolution, after conducting a good faith review of available resources, that there is Grant County Personnel Policy Page 17 Of 19 k-Trant %,,.ounty Personnel Policy only one source of the required materials, supplies, or equipment. The department director or his/her designee shall conduct appropriate negotiations regarding price, terms, and delivery time. Sole source purchases shall be made available for public inspection. 5) No Bids, Proposals, or Quotations Received. When no bids or quotations are received in response to an invitation to bid or request for quotations, the department director or his/her designee 'is authorized to procure the required item through direct negotiations NAth a vendor or to rebid as the BOCC deems appropriate. 16o1.27 Real Property Acquisition a) Real Property- BOCC acquisition. authority, The BOCC or designee is authorized, in the following "instances, to accept by gift or acquire dedications, easements, rights -of -way, fee estates, or other interests in real property for use by or on behalf of the County or any department of the Count. a 0 . *- i) Minor acquisitions: any acquisition -v-vitb an. estimated value. below $o,000. 2) Al other real property acquisitions, will be submitted to the BOCC for approval. b) Real property BOCC leasing authority. i) The BOCC is authorized to execute real prope�r leases on behalf of the Count -where the lease term does not exceed one year, and the consideration does not exceed $1o, o o o per year as budgeted by the County. (a) A designee maybe authorized to execute leases by formal. resolution. 2) A lease that exceeds the limits stated in subsection (a) of this section. shall be submitted to the County for approval. 16ol.28 Telecommunications and Data Processing Purchases a) RCW 39.04.27o allows local governments to use a competitive negotiation process instead of traditional competitive bidding when purchasing telecommunications and electronic data processing computer equipment or software, This alternative process requires an RFP. b) An RFP may be used for solicitations for services when Grant County determines that price and qualifications are the best method to achieve the intended outcome., A request for proposals (RFP) must be published in a newspaper of general circulation at least 13 days before the submission deadline. Reasonable procedures for technical evaluation of the proposal must be used to award the contract. Grant County Personnel Policy Page 18 of 19 nt founty Personnel Poli CY 2) The contract must be awarded to the qualified. bidder whose proposal is most advantageous to the County. 3) The agency may reject all proposals for good cause and request new proposals. The RFP should include several sections as follo-v�rs: (a) PurDose: This section briefly describesghatthe procurement. a, is seeking. (b) A r This optional sect*on should bde%r gencv Backg ound 1 outline the project 's development. (c) Goals and Objectives should describe the project's needs, (d) Scope of Work: This section should be we and on so in a manner that encourages fair competition. It should include an adequate level of detail that addresses the tasks and products of the project. Clarity 'in the scope of work will help you a--�7-oi.d future disputes about *intended performance. (e) Selection Process -and AnticipatedTimefram-e.- This details the process for selecting an awardee. (f) Evaluation Criteria.- The evaluation. criteria should be clear, tie the criteria to the scope, and identify the value of each criterion in the scoring process. Includethe scoring matrix in this section and. pro -vide the available decision schedule. (g) Submittal Re-guirements: In this section, list all the information that firms should submit, including the firm's general approach to the project, a list of key personnel who. would work- on the project, along with their experience and availability, and general scope and deliverables, It helps to val keep the submittal requirements, page limitations, and due date in the same section of the RFP and to allow for flexibility in the format, of responses.. (h) Submittal Deadline-, A reasonable deadline allows an adequate response time based. on the project's complexity, Agencies should sae willing to accept electronic proposals and should acknowledge receipt of all proposals. 4) The Agency'S Standard Terms and Conditions. By attaching this information to the RFP, you ask the proposing vendor to affirm that your agency's terms and conditions are acceptable. If the terms are not q, acceptable, the vendor is required to describe the reasons for taking any exceptions and propose alternative language. Include this as part of the evaluation criteria. Grant County personnel Policy Page ic) of 19 urant uounty Personnel Policy :t603 - Purchasing Appendix A: Written Contracts Issue Date 02/16/16 Effective Date 02/16/16 FR e v6i sc *10 n Date 07/1 / 0 4 :Approval.... Signatures Date submitted. For, . royal 1 2024 -Polik Deer Tom Gaines, Central Services Director 1.m1.r. Resources i.ele Board. of County CommissionersAp-oroval_ indXCarf�r '11d`, Chairp son 6 Danny E. 9-tone, Vice Chaijperson �.jo�n�edoi�Kmissioner bf P as Written' -C ntr Vie:red i. ALL, - Rental Agreements for Real Property M Intergovernmental Agreements - Grant Agreements. Union LaborAgreements��� Cooperative Purchasing Agreements Personal & Professional Services . Maintenance & Licensing reement 2} Purchases of Goods over $2.o,000 YES 3. Certain Purchases over $20,000 - Equipment Leases & Rentals YES - Repairs of Famed Assets A Purchase of Goods below $25,000 N . Repairs of Fixed Assets under $20,000 N Grant County Personnel Policy Page 1 of 1 Cl �ffrant County Personnel Policy :1604 Purchasing Appendix B. Av­%]proval of Contracts - Issue Date 02/16116 tive Date o 1 1/24 _App.rovai bignatures Date Submitted. For., royal 11/5124 Policy owner Toni Gaines,Central Services Director Human Resource Review " o a ..And.erson- W g HR Director Board of County Commissioners .ers Approval kit, CindyCarter iffi , arg Chairperson tf � ... Dann E. " tone, Vee Chairperson i�i, i� e8g mmiss on Pp 01V e of Co'nt ac _ . 10 -- -- ------------ All multi -year expenditure contracts exceeding$25,000 unless a non- BOCC, appro I ves, and awards appropriation clause is inelud.ed in the contract 2. All union labor agreements BOCC approves and. awards Real roe transaction BOCC approves and awards • Any agreement requiring a budget emergency or ulernent not roomed previously p the Board. B approves and awards . Any other contract or agreement 'which bystatutemust be p111ioveddd the oveJning bodyof the County ce/approves 10l and awards 6. All expenditures or revenue contract .� approvesand gar ds more than 0o0o per ear , 74 Certain contracts $50,00o or less per EO/DH approves ear and award. . Small works projects under $35,000 Public Works Director/Countylneer Grant County Personnel Policy Page 1 of 1